tied agent

tied agent
finansų maklerio įmonės agentas statusas Aprobuotas sritis investicinių paslaugų teikimas apibrėžtis Fizinis ar juridinis asmuo, kuris, veikdamas išimtinai vienos finansų maklerio įmonės, visiškai ir besąlygiškai atsakingos už šio asmens veiksmus, naudai, siūlo įmonės teikiamas investicines ir (arba) papildomas paslaugas klientams ar potencialiems klientams, priima ir perduoda klientų nurodymus ar pavedimus dėl investicinių paslaugų ar finansinių priemonių, platina finansines priemones ir (arba) teikia konsultacijas klientams ar potencialiems klientams dėl tokių finansinių priemonių ar paslaugų. atitikmenys: angl. tied agent šaltinis Lietuvos banko valdybos nutarimo „Dėl Finansų maklerio įmonių veiklos organizavimo taisyklių patvirtinimo“ projektas

Lithuanian dictionary (lietuvių žodynas). 2015.

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